{ "node": "se-cm-kg", "door": "https://se.eu-cm-kg.ai", "market": "se", "jurisdiction_namespace": "se-eco-10060", "chapter": "se.chapter.v12", "source": "Book of Markets mirror (allooloocmkgapex/book), read at request time", "kind": "book-section", "family": "ECO", "version": "se.eco.v5", "supersedes": "se.eco.v4", "book_path": "se/sections/se.eco.v5.json", "book_sha256": "sha256:2c9fa945a6b2b5624162b941e041ecd7b63a36f27ea5a62567cc25bdc3af7c9a", "section": { "section_id": "book:se:eco", "family": "ECO", "schema": "SM-ECO-10060 canonical text v1.0 (2026-10-30) · chapter schema v0.1 (unratified) · Appendix A", "schema_version": "0.1", "version": "se.eco.v5", "supersedes": "se.eco.v4", "market": "se", "node": "se-cm-kg", "produced_at": "2026-10-31T03:33:10Z", "observed": { "earliest_read": "2026-10-23", "latest_read": "2026-10-31T02:14:57Z" }, "fields": [ { "name": "jurisdiction_scope", "value": { "territory": "Sweden", "regime": "Securities Market Act (2007:528), based on MiFID II (Directive 2014/65/EU) and MiFIR (Regulation (EU) No 600/2014)", "cross_border": "MiFID II and MiFIR specify the conditions for authorisation to perform investment services and activities as well as how such activities should be performed in the Home Member State and across borders" }, "read_at": "2026-10-31T02:12:44Z", "pages_checked": [ "https://www.fi.se/en/markets/apply-for-authorisation/securities/", "http://idoc.ngm.se/20251029125605938360.pdf", "http://idoc.ngm.se/20240314125754089178.pdf", "https://www.esma.europa.eu/sites/default/files/2023-11/ESMA35-335435667-4520_Compliance_table_on_ESMA_Guidelines_on_MiFID_II_product_governance__2023_.pdf", "http://idoc.ngm.se/20251006121301737072.pdf", "https://www.fi.se/en/", "https://mcp.getissuer.ai/mcp", "http://idoc.ngm.se/20250505114618699609.pdf", "http://idoc.ngm.se/20240916112541838682.pdf", "http://idoc.ngm.se/20260408141846671221.pdf" ], "source_url": "https://www.fi.se/en/markets/apply-for-authorisation/securities/", "source_date": "2025-01-03" }, { "name": "competent_authorities", "value": "Finansinspektionen (FI)", "read_at": "2026-10-23", "pages_checked": [ "https://www.fi.se/en/" ], "source_url": "https://www.fi.se/en/" }, { "name": "duty_map", "value": [ { "duty": "MiFID II product governance" } ], "read_at": "2026-10-30T21:17:22Z", "pages_checked": [ "https://mcp.getissuer.ai/mcp" ], "source_url": "https://mcp.getissuer.ai/mcp", "conflict": { "values": [ { "value": [ { "actor": "manufacturer", "duty": "target market assessment" }, { "actor": "distributor subject to MiFID II", "duty": "its own target market assessment (by either adopting or refining the manufacturer's target market assessment) and determining appropriate distribution channels" }, { "actor": "distributor", "duty": "suitability and appropriateness obligations under MiFID II, as applicable" } ], "source_url": "http://idoc.ngm.se/20251029125605938360.pdf", "quote": "a distributor subject to MiFID II is responsible for undertaking its own target market assessment in respect of the Securities (by either adopting or refining the manufacturer's target market assessment) and determining appropriate distribution channels", "source_date": "30 October 2025" } ], "reason": "review PARTIAL: PARTIAL\n\nThe excerpt supports the distributor's duty under MiFID II to conduct its own target market assessment (by adopting or refining the manufacturer's assessment) and determine distribution chann", "selection_rule": "none — unresolved (BOOK-02 records, does not resolve)" } }, { "name": "regulated_activities", "value": [ { "activity": "Operating a securities business in Sweden", "authorisation": "requires authorisation in accordance with the Securities Market Act (2007:528)" } ], "read_at": "2026-10-31T02:12:44Z", "pages_checked": [ "https://www.fi.se/en/markets/apply-for-authorisation/securities/", "http://idoc.ngm.se/20251029125605938360.pdf", "http://idoc.ngm.se/20240314125754089178.pdf", 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"name": "Nasdaq Stockholm (regulated market); NGM Main Regulated (regulated market); Nasdaq First North (MTF)", "listings_page": null } ], "read_at": "2026-10-23", "pages_checked": [ "https://www.fi.se/en/markets/issuers/" ], "source_url": "https://www.fi.se/en/markets/issuers/", "conflict": { "values": [ { "value": [ { "venue": "Nordic MTF" } ], "source_url": "http://idoc.ngm.se/20240314125754089178.pdf", "source_date": "15 March 2024" } ], "reason": "BOOK-02 reading differed from the seed; CEO ruling 2026-10-31 — a reading that narrows the seed does not replace it", "selection_rule": "seed kept (ruling); the reading is recorded, not resolved" } }, { "name": "information_stores", "value": "FI's stock exchange information database (storage function under the Securities Market Act); public and searchable; storage began 1 July 2007", "read_at": "2026-10-23", "pages_checked": [ "https://www.fi.se/en/our-registers/stock-exchange-information/" ], "source_url": "https://www.fi.se/en/our-registers/stock-exchange-information/" }, { "name": "store_lookup", "value": "FI 'Search for information – including major shareholding notifications' in the stock exchange information database", "read_at": "2026-10-23", "pages_checked": [ "https://www.fi.se/en/our-registers/stock-exchange-information/" ], "source_url": "https://www.fi.se/en/our-registers/stock-exchange-information/" }, { "name": "periodic_reporting", "value": [ { "report": "Annual report (and group report)", "deadline": "så snart som möjligt och senast fyra månader efter utgången av varje räkenskapsår (Securities Market Act 2007:528, 16 kap. 4 §)" }, { "report": "Half-year report", "deadline": "så snart som möjligt och senast två månader efter rapportperiodens utgång (16 kap. 5 §)" } ], "read_at": "2026-10-23", "pages_checked": [ "https://www.riksdagen.se/sv/dokument-och-lagar/dokument/svensk-forfattningssamling/lag-2007528-om-vardepappersmarknaden_sfs-2007-528/" ], "source_url": 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"review PARTIAL: PARTIAL\n\nThe excerpt lists \"SE Sweden Finansinspektionen (FI)\" as complying or intending to comply (\"Yes\"), but it does not provide a direct quote, specific reference, or detailed explanation confirmi", "selection_rule": "none — unresolved (BOOK-02 records, does not resolve)" } }, { "name": "cross_border_access", "value": "not_found", "read_at": "2026-10-31T02:14:57Z", "pages_checked": [ "https://cf.euroclear.com/sweden/en/tilldelning-av-isin.html", "http://idoc.ngm.se/20251215121529464513.pdf", "https://www.esma.europa.eu/sites/default/files/2023-11/ESMA35-335435667-4520_Compliance_table_on_ESMA_Guidelines_on_MiFID_II_product_governance__2023_.pdf", "http://idoc.ngm.se/20251029125605938360.pdf", "https://www.gleif.org/en/about-lei/get-an-lei-find-lei-issuing-organizations", "https://search.gleif.org/", "http://idoc.ngm.se/20251003124716376735.pdf", "http://idoc.ngm.se/20250919114053553257.pdf", "http://idoc.ngm.se/20240213131840807382.pdf", 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market assessment) and determining appropriate distribution channels", "context": "subject to the distributor's suitability and appropriateness obligations under MiFID II, as applicable" } ], "source_url": "http://idoc.ngm.se/20251003124716376735.pdf", "quote": "a distributor subject to MiFID II is responsible for undertaking its own target market assessment in respect of the Securities (by either adopting or refining the manufacturer's target market assessment) and determining appropriate distribution channels", "source_date": "6 October 2025" } ], "reason": "review UNSUPPORTED: SUPPORTED, the excerpt explicitly states that a distributor subject to MiFID II must undertake its own target market assessment (by adopting or refining the manufacturer's assessment) and determine ap", "selection_rule": "none — unresolved (BOOK-02 records, does not resolve)" } }, { "name": "recordkeeping", "value": "not_found", "read_at": "2026-10-31T02:14:57Z", "pages_checked": [ 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